지원사업
학술연구/단체지원/교육 등 연구자 활동을 지속하도록 DBpia가 지원하고 있어요.
커뮤니티
연구자들이 자신의 연구와 전문성을 널리 알리고, 새로운 협력의 기회를 만들 수 있는 네트워킹 공간이에요.
이용수
초록· 키워드
오류제보하기
From 1999 to 2002, an average of 253 cases of financial incidents had occurred in bank and non-bank financial institutions per year involving an average of 234 billion won per year. Embezzlement and misappropriation of funds by employees of these financial institutions accounted for more than 60% of these financial incidents. Moreover, the number of cases of offering bribery to employees and robbery of financial institutions has increased from 1999 to 2002.
A review of the cases indicates that the weakness of the internal control system of the financial institutions appears to be the primary reason, followed by the lack of ethics among employees and weak sanctions on the employees who committed financial incidents.
In conclusion, financial institutions must furthermore strengthen their internal control systems, activate whistle blowing and impose more severe sanctions on employees who committed financial incidents. It is also recommended that the supervisory authority more closely monitor financial institutions where financial incidents had frequently occurred.
A review of the cases indicates that the weakness of the internal control system of the financial institutions appears to be the primary reason, followed by the lack of ethics among employees and weak sanctions on the employees who committed financial incidents.
In conclusion, financial institutions must furthermore strengthen their internal control systems, activate whistle blowing and impose more severe sanctions on employees who committed financial incidents. It is also recommended that the supervisory authority more closely monitor financial institutions where financial incidents had frequently occurred.
목차
Ⅰ. 금융사고 현황
Ⅱ. 은행 및 비은행권 금융사고의 주요특징
Ⅲ. 금융사고의 발생원인
Ⅳ. 금융사고 예방대책 추진상황
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UCI(KEPA) : I410-ECN-0101-2012-364-003957311