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With respect to international securities transactions, UK is known as the most developed securities market. Traditionally, UK has adopted the policies of relaxation and mutualism in the field of disclosure regulation to the foreign securities. Despite of the loose regulation to the foreign securities, UK has continuously kept the strong securities market through the effective market policies and structures.
First, UK has supplemented the relaxation of issuance or listing standards in a primary market with the developing of the secondary market and the strong regulation against it. Distortion possibility of the securities price due to the loose regulation is covered by the more efficient market price which will occur from magnifying market volume and making high turnover.
Second, the UK securities markets protects the private investor through dividing the markets. UK law strictly regulates securities dealers in order for private investors not to participate in the euromarket where the rules and regulations do not apply. In addition, in the case of the specialist securities which is dealt in the listing market where the rules and regulations apply, UK law prohibits the private investors from accessing to it to protect them because of the relaxation of disclosure regulation.
Third, the UK securities market is the securities market laid stress on the professional investors. Therefore it is not big problems that the comparative analysis on the various nations' corporation is difficult owing to the difference of the account standards and governance structures. This professional investor market becomes the more efficient market through coming true a responsibility investment and making low the market entrance barrier as a result of transferring the cost and risk on securities transactions from issuers to the professional investor.
First, UK has supplemented the relaxation of issuance or listing standards in a primary market with the developing of the secondary market and the strong regulation against it. Distortion possibility of the securities price due to the loose regulation is covered by the more efficient market price which will occur from magnifying market volume and making high turnover.
Second, the UK securities markets protects the private investor through dividing the markets. UK law strictly regulates securities dealers in order for private investors not to participate in the euromarket where the rules and regulations do not apply. In addition, in the case of the specialist securities which is dealt in the listing market where the rules and regulations apply, UK law prohibits the private investors from accessing to it to protect them because of the relaxation of disclosure regulation.
Third, the UK securities market is the securities market laid stress on the professional investors. Therefore it is not big problems that the comparative analysis on the various nations' corporation is difficult owing to the difference of the account standards and governance structures. This professional investor market becomes the more efficient market through coming true a responsibility investment and making low the market entrance barrier as a result of transferring the cost and risk on securities transactions from issuers to the professional investor.
목차
Ⅰ. 序論
Ⅱ. 英國法상 外國證券
Ⅲ. 外國證券에 대한 公示規制
Ⅳ. 公示規制制度에 대한 分析 및 示唆
Ⅴ. 結 論
參考文獻
Abstract
참고문헌 (27)
참고문헌 신청
[학술지(정기간행물)] - / 2003 / 제8장 국내외 증시 동시상장과 규제체계의 상충 국제예탁결제의 단일 허브 시스템 구축을 위한 인프라 확충방안 증권예탁원 연구용역 최종보고서
[학술지(정기간행물)] - / 2003 / 회계제도개혁법의 입법 현황과 실무상 몇 가지 고려점 증권법연구 4 (2)
[학술지(정기간행물)] - / 2003 / 경영진의 분석논의와 부외거래 공시 증권법연구 4 (2)
[학술지(정기간행물)] - / 2002 / 일본증권규제법상 외국증권의 상장 및 개시규제 상사법연구 21 (3)
[학술지(정기간행물)] - / 2000 / Corporate Governance에 관한 연구-대규모 주식회사의 내부감독을 중심으로-
[학술지(정기간행물)] - / 2003 / 회계제도개혁법의 입법 현황과 실무상 몇 가지 고려점 증권법연구 4 (2)
[학술지(정기간행물)] - / 2003 / 경영진의 분석논의와 부외거래 공시 증권법연구 4 (2)
[학술지(정기간행물)] - / 2002 / 일본증권규제법상 외국증권의 상장 및 개시규제 상사법연구 21 (3)
[학술지(정기간행물)] - / 2000 / Corporate Governance에 관한 연구-대규모 주식회사의 내부감독을 중심으로-
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