지원사업
학술연구/단체지원/교육 등 연구자 활동을 지속하도록 DBpia가 지원하고 있어요.
커뮤니티
연구자들이 자신의 연구와 전문성을 널리 알리고, 새로운 협력의 기회를 만들 수 있는 네트워킹 공간이에요.
초록· 키워드
오류제보하기
The financial investment products are so intangible ones that consumers are difficult to understand even their contents. In choosing to invest the financial products, consumers are always exposed to the financial risk because even the information, itself sellers present is also not sufficient.
Recent trend shows that the financial investment products such as other financial derivatives, not guaranteeing even its initial investments, are emerging.
Facing the times of fusion unifying the sales channel that own sales domains by every industry such as banks, insurances, and securities collaps, the damages to consumers go worsening severely.
And, the damages to consumers are increasing rapidly by the Incompete sales activities not explaining consumers major cautions about the potentialities of damages like the risk of investment, the extent of loss, and the operation of investment money that may arise from the sales of fund.
This report reveals that the result analyzed the cases of damages by the Incompete sales activities over the Fund says that most of customers have not been awarded a compensation for damages because of the difficulty in finding supporting evidence over the sale of fund to prove their damages.
Considering Incomplete sales activities in the aspect of financial law, the korean consumers are now protected by a law on capital market consolidation of Korea, the Japanese consumers by a law on financial product trading of Japan, and the English consumers by Financial Services and Markets Act 2000.
Therefore, after the study on foreign legislation at my primary concern, consumer issues over the Incomplete sales activities about fund shall be addressed by this report, which will present you the detailed description of duties over the sales of fund, suitability Rule, and the countermeasure to protect the elder based on a law on capital market consolidation to be implemented in February 2009.
Recent trend shows that the financial investment products such as other financial derivatives, not guaranteeing even its initial investments, are emerging.
Facing the times of fusion unifying the sales channel that own sales domains by every industry such as banks, insurances, and securities collaps, the damages to consumers go worsening severely.
And, the damages to consumers are increasing rapidly by the Incompete sales activities not explaining consumers major cautions about the potentialities of damages like the risk of investment, the extent of loss, and the operation of investment money that may arise from the sales of fund.
This report reveals that the result analyzed the cases of damages by the Incompete sales activities over the Fund says that most of customers have not been awarded a compensation for damages because of the difficulty in finding supporting evidence over the sale of fund to prove their damages.
Considering Incomplete sales activities in the aspect of financial law, the korean consumers are now protected by a law on capital market consolidation of Korea, the Japanese consumers by a law on financial product trading of Japan, and the English consumers by Financial Services and Markets Act 2000.
Therefore, after the study on foreign legislation at my primary concern, consumer issues over the Incomplete sales activities about fund shall be addressed by this report, which will present you the detailed description of duties over the sales of fund, suitability Rule, and the countermeasure to protect the elder based on a law on capital market consolidation to be implemented in February 2009.
목차
머리말
국문요약
제1장 연구개요
제2장 금융투자상품(펀드)의 일반 현황
제3장 펀드 관련 소비자피해 실태
제4장 불완전판매 관련 분쟁조정사례 검토
제5장 금융소비자 보호 법제
제6장 결론
참고문헌
Executive Summary
부록
참고문헌 (0)
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UCI(KEPA) : I410-ECN-0101-2013-326-001202404